-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ht8JepoT2XmmNhBrPAX0GdSUz/E65jR9/0MStyy3Bl5smvp75FxymDQDJAtG1GqT v1KvqtmOq6pZAgE8xPwSWA== 0001104659-09-009916.txt : 20090217 0001104659-09-009916.hdr.sgml : 20090216 20090217110823 ACCESSION NUMBER: 0001104659-09-009916 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ProUroCare Medical Inc. CENTRAL INDEX KEY: 0001222244 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 201212923 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81640 FILM NUMBER: 09608434 BUSINESS ADDRESS: STREET 1: 5500 WAYZATA BLVD STREET 2: SUITE 310 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 BUSINESS PHONE: 9524769093 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD STREET 2: SUITE 310 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: ProUroCare DATE OF NAME CHANGE: 20041004 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL INTERNET COMMUNICATIONS INC DATE OF NAME CHANGE: 20030310 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Phillips W. Smith Family Trust CENTRAL INDEX KEY: 0001425043 IRS NUMBER: 273346148 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 7501 NORTH IRONWOOD DRIVE CITY: PARADISE VALLEY STATE: AZ ZIP: 85253 BUSINESS PHONE: 480-368-9663 MAIL ADDRESS: STREET 1: 7501 NORTH IRONWOOD DRIVE CITY: PARADISE VALLEY STATE: AZ ZIP: 85253 SC 13G/A 1 a09-5637_3sc13ga.htm SC 13G/A

 

 

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G/A

 

Under the Securities Exchange Act of 1934
Amendment No. 1

 

ProUroCare Medical Inc.

(Name of Issuer)

Common Stock, par value $0.00001 per share

(Title of Class of Securities)

74373C 10 7

(CUSIP Number)

Phillips W. Smith Family Trust

7501 North Ironwood Drive

Paradise Valley, AZ 85253

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

December 31, 2008

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 



 

CUSIP No. 74373C 10 7

 

 

(1)

Names of Reporting Person:
I.R.S. Identification Nos. of above person (entities only):

Phillips W. Smith Family Trust
NOT APPLICABLE

 

 

(2)

Check the Appropriate Box if a Member of a Group:

 

 

(a)

o

 

 

(b)

o

 

 

(3)

SEC Use Only:

 

 

(4)

Citizenship:
United States

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

(5)

Sole Voting Power:
213,280

 

(6)

Shared Voting Power:
0

 

(7)

Sole Dispositive Power:
213,280

 

(8)

Shared Dispositive Power:
0

 

 

(9)

Aggregate Amount Beneficially Owned by Each Reporting Person:
213,280

 

 

(10)

Check if the Aggregate Amount in Row (9) Excludes Certain Shares: NA

 

 

(11)

Percent of Class Represented by Amount in Row (9): 
10.9%

 

 

(14)

Type of Reporting Person: 
IN

 

2



 

Item 1(a).

Name of Issuer:
ProUroCare Medical Inc.

Item 1(b).

Address of Issuer’s Principal Executive Offices:
The address of the principal executive offices of the Issuer is 5500 Wayzata Blvd., Suite 310, Wayzata, MN  55416.

 

Item 2(a).

Name of Person Filing: 
Phillips W. Smith Family Trust

Item 2(b).

Address of Principal Business Office or, if none, Residence:
Reporting person’s principal address is 7501 North Ironwood Drive, Paradise Valley, AZ 85253.

Item 2(c).

Citizenship:
United States

Item 2(d).

Title of Class of Securities:
Common Stock, par value $0.00001 per share

Item 2(e).

CUSIP Number:
74373C 10 7

 

Item 3.

If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

Not Applicable

 

3



 

Item 4.

Ownership

 

(a)

Amount beneficially owned: 
213,280

 

(b)

Percent of class: 
10.9%.

 

(c)

Number of shares to which the person has:

 

 

 

(i)

Sole Voting Power: 

213,280

 

 

(ii)

Shared Voting Power: 

0

 

 

(iii)

Sole Dispositive Power: 

213,280

 

 

(iv)

Shared Dispositive Power:

0

 

 

Phillips W. Smith and Patricia R. Smith, as co-trustees of the Phillips W. Smith Family Trust, each hold sole voting and sole dispositive power over the shares.

 

Item 5.

Ownership of Five Percent or Less of a Class.

 

NOT APPLICABLE

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

 

NOT APPLICABLE

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

 

NOT APPLICABLE

 

Item 8.

Identification and Classification of Members of the Group.

 

NOT APPLICABLE

 

Item 9.

Notice of Dissolution of Group.

 

NOT APPLICABLE

 

 

Item 10.

Certification.

 

NOT APPLICABLE

 

4



 

SIGNATURE

 

After reasonable inquiry and to the best of his and its knowledge and belief, each of the following certifies that the information set forth in this statement is true, complete and correct.

 

 

Date: February 11, 2009

 

 

 

 

Phillips W. Smith, as co-trustee for the Phillips W. Smith Family Trust

 

 

Signature:

 

/s/ Phillips W. Smith

 

5


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